Assertions on Complex Types

XSD 1.1 supports the definition of assertions on both simple and complex types.

Assertions enable cross-validation of different elements or attributes within a complex type. For example, specifying:

<xs:assert test="xs:date(@date-of-birth) lt xs:date(@date-of-death)"/>

will cause a run-time validation error if an instance document is validated in which the relevant condition does not hold.

Saxon allows any XPath 2.0 expression to be used in the test attribute. This includes expressions that call Java or .NET extension functions. Support for XPath 3.0 or 3.1 can be configured using the configuration property XPATH_VERSION_FOR_XSD.

For assertions on complex types, the context node supplied to the expression is the element being validated. The element being validated is presented as type xs:anyType, but its attributes and children, because they have already been validated, are annotated with their respective types. The static context for the expression comes from the containing schema document: any namespace prefixes used in the expression must be declared using namespace declarations in the schema in the usual way. The default namespace for elements and types may be set using the xpathDefaultNamespace attribute either on the element containing the XPath expression, or on the xs:schema element. It is not possible to use any variables or user-defined functions within the expression.

For the purpose of generating diagnostics, Saxon recognizes an assertion of the form empty(expr) specially. For example, if you are validating an XSLT stylesheet, you might write on the top-level complex type <xs:assert test="empty(if (@version='1.0') then xsl:variable[@as] else ())"/>. If you use this form of assertion, the validator will not only report that the assertion is false for the top-level element, it will also report the location of all the xsl:variable elements that caused the assertion to be false. This also works for not(expr) provided that expr has a static item type of node().

Another aid to diagnostics is the saxon:message attribute: if present on the xs:assert element, this provides a message to be output when the assertion is not satisfied: see saxon:message.

The XPath expression is evaluated against a temporary document that contains the subtree rooted at this element: more specifically, the subtree contains a document node with this element as its only child. Validation succeeds if the effective boolean value (EBV) of the expression is true, and fails if the EBV is false or if an error occurs during the evaluation.

If a complex type is derived by extension or by restriction, then the assertions supplied on the base type must be satisfied as well as those supplied on the type itself.

Note that when assertions are defined on a complex type, the subtree representing an element with that type will be built in memory. It is therefore advisable to exercise care when applying this facility to elements that have very large subtrees.

For assertions on simple types, <xs:assertion> is treated as a facet. It may be applied to any variety of type, that is to a type derived by restriction from an atomic type, a list type, or a union type. The value against which the assertion is being tested is available to the expression as the value of variable $value; this will be typed as an instance of the base type (the type being restricted). There is no context node. The variable $value is also available in the same way for complex types with simple content.